Regulation and Licensing
LPL Financial with registration number CRD#: 6413/SEC#: 801-10970,8-17668 is a company registered under the Laws of United State and is licensed by FINRA.
LPL Financial is a tradename of LPL Financial with registration number CRD#: 6413/SEC#: 801-10970,8-17668 is a company registered under the Laws of United State and is licensed by FINRA/SIPC.
Regulatory Framework
We maintain the highest standards of regulatory compliance and financial security to protect our clients' interests.
Client Fund Protection
All client funds are held in segregated accounts at top-tier banks, ensuring maximum security and compliance with regulatory requirements.
Regulatory Compliance
We maintain strict compliance with all applicable regulations and regularly undergo audits to ensure transparency and security.
Risk Management
Advanced risk management systems and procedures are in place to protect both our clients and our operations.
Trade with Confidence
Start trading with a regulated broker that prioritizes your security and success.